-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZwzYO2f2DEZ0KTKMKzz/m/mW3A1POTe6qINjLz0hMMynJB1t/yBJ6ma4YpPRQYc gypuZV5zxD6sIZM2I6tS5g== 0000950005-08-000061.txt : 20080211 0000950005-08-000061.hdr.sgml : 20080211 20080208192454 ACCESSION NUMBER: 0000950005-08-000061 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080208 GROUP MEMBERS: ALIX MARDUEL GROUP MEMBERS: ALTA BIOPHARMA MANAGEMENT III, LLC GROUP MEMBERS: ALTA BIOPHARMA PARTNERS III GMBH & CO. BETEILIGUNGS KG GROUP MEMBERS: ALTA BIOPHARMA PARTNERS III, L.P. GROUP MEMBERS: ALTA EMBARCADERO BIOPHARMA PARTNERS III, L GROUP MEMBERS: EDWARD HURWITZ GROUP MEMBERS: EDWARD PENHOET GROUP MEMBERS: FARAH CHAMPSI GROUP MEMBERS: JEAN DELEAGE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNESIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001061027 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943295878 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-81034 FILM NUMBER: 08590819 BUSINESS ADDRESS: STREET 1: 341 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-266-3500 MAIL ADDRESS: STREET 1: 341 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: MOSAIC PHARMACEUTICALS INC DATE OF NAME CHANGE: 19980709 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALTA BIOPHARMA PARTNERS III LP CENTRAL INDEX KEY: 0001257444 IRS NUMBER: 050573803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G 1 p20314sc13g.htm SCHEDULE 13G UNITED STATES

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549



SCHEDULE 13G

(Amendment No. __)*


UNDER THE SECURITIES EXCHANGE ACT OF 1934



SUNESIS PHARMACEUTICALS, INC.

(Name of Issuer)


Common Stock

(Title of Class of Securities)


867328502

(CUSIP Number)



December 31, 2007

(Date of Event That Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


[   ]

Rule 13d-1(b)

[X]

Rule 13d-1(c)

[   ]

Rule 13d-1(d)

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.


The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 



CUSIP No. 867328502

 

Page 2 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta BioPharma Partners III, L.P.

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

2,575,742 (a)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


2,575,742 (a)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

2,575,742 (a)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

7.37%

(b)

(12)

Type Of Reporting Person

PN


(a)

Alta BioPharma Partners III, L.P. (“ABPIII”) has sole voting and dispositive control over 2,044,750 shares of common stock (“Common Stock”)  and warrants to purchase 530,992 shares of Common Stock of Sunesis Pharmaceuticals, Inc. (the “Issuer”), except that Alta BioPharma Management III, LLC (“ABMIII”), the general partner of ABPIII, and Jean Deleage (“Deleage”), and Alix Marduel (“Marduel”), and Farah Champsi (“Champsi”), and Edward Hurwitz (“Hurwitz”), and Edward Penhoet (“Penhoet”), directors of ABMPIII, may be deemed to share the right to direct the voting and dispositive control over such stock.  Additional information about ABPIII is set forth in Attachment A hereto.


(b)

The percentage set forth in row (11) is based on an aggregate of 34,364,896 shares of Common Stock outstanding provided by the Issuer for the filing of this form.



 



CUSIP No. 867328502

 

Page 3 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta BioPharma Partners III GmbH & Co. Beteiligungs KG

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Germany

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

172,984 (c)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


172,984 (c)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

172,984

(c)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

0.50%

(b)

(12)

Type Of Reporting Person

PN


(c)

Alta BioPharma Partners III GmbH & Co. Beteiligungs KG (“ABPIIIKG”) has sole voting and dispositive control over 137,323 shares of Common Stock and warrants to purchase 35,661 shares of Common Stock, except that Alta BioPharma Management III, LLC (“ABMIII”), the managing limited partner of ABPIIIKG, Deleage, Champsi, Penhoet, Hurwitz, and Marduel, directors of ABMPIII, may be deemed to share the right to direct the voting and dispositive control over such stock.



 



CUSIP No. 867328502

 

Page 4 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta BioPharma Management III, LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

2,748,726 (d)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


2,748,726 (d)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

2,748,726 (d)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

7.87%

(b)

(12)

Type Of Reporting Person

OO


(d)

ABMIII shares voting and dispositive power over the 2,044,750 shares of Common Stock and warrants to purchase 530,992 shares of Common Stock beneficially owned by ABPIII and the 137,323 shares of Common Stock and warrants to purchase 35,661 shares of Common Stock beneficially owned by ABPIIIKG.



 



CUSIP No. 867328502

 

Page 5 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta Embarcadero BioPharma Partners III, LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

California

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

63,477 (e)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


63,477 (e)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

63,477

(e)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

0.18%

(b)

(12)

Type Of Reporting Person

OO


(e)

Alta Embarcadero BioPharma Partners III, LLC (“AEBPIII”) has sole voting and dispositive control over 50,391 shares of Common Stock and warrants to purchase 13,086 shares of Common Stock, except that Deleage, Champsi, Penhoet, Hurwitz, and Marduel, managing directors of AEBPIII, may be deemed to share the right to direct the voting and dispositive control over such stock.



 



CUSIP No. 867328502

 

Page 6 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Jean Deleage

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

2,812,203 (f)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


2,812,203 (f)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

2,812,203

(f)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

8.05%

(b)

(12)

Type Of Reporting Person

IN


(f)

Deleage shares voting and dispositive control over the 2,044,750 shares of Common Stock and warrants to purchase 530,992 shares of Common Stock beneficially owned by ABPIII, the 137,323 shares of Common Stock and warrant to purchase 35,661 shares of Common Stock beneficially owned by ABPIIIKG, and the 50,391 shares of Common Stock and warrant to purchase 13,086 shares of Common Stock beneficially owned by AEBPIII.



 



CUSIP No. 867328502

 

Page 7 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alix Marduel

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

2,812,203 (g)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


2,812,203 (g)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

2,812,203

(g)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

8.05%

(b)

(12)

Type Of Reporting Person

IN



(g)

Marduel shares voting and dispositive control over the 2,044,750 shares of Common Stock and warrants to purchase 530,992 shares of Common Stock beneficially owned by ABPIII, the 137,323 shares of Common Stock and warrant to purchase 35,661 shares of Common Stock beneficially owned by ABPIIIKG, and the 50,391 shares of Common Stock and warrant to purchase 13,086 shares of Common Stock beneficially owned by AEBPIII.



 



CUSIP No. 867328502

 

Page 8 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Farah Champsi

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

2,812,203 (h)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


2,812,203 (h)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

2,812,203

(h)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

8.05%

(b)

(12)

Type Of Reporting Person

IN


(h)

Champsi shares voting and dispositive control over the 2,044,750 shares of Common Stock and warrants to purchase 530,992 shares of Common Stock beneficially owned by ABPIII, the 137,323 shares of Common Stock and warrant to purchase 35,661 shares of Common Stock beneficially owned by ABPIIIKG, and the 50,391 shares of Common Stock and warrant to purchase 13,086 shares of Common Stock beneficially owned by AEBPIII.



 



CUSIP No. 867328502

 

Page 9 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Edward Penhoet

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

2,812,203 (i)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


2,812,203 (i)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

2,812,203

(i)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

8.05%

(b)

(12)

Type Of Reporting Person

IN


(i)

Penhoet shares voting and dispositive control over the 2,044,750 shares of Common Stock and warrants to purchase 530,992 shares of Common Stock beneficially owned by ABPIII, the 137,323 shares of Common Stock and warrant to purchase 35,661 shares of Common Stock beneficially owned by ABPIIIKG, and the 50,391 shares of Common Stock and warrant to purchase 13,086 shares of Common Stock beneficially owned by AEBPIII.



 



CUSIP No. 867328502

 

Page 10 of 16 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Edward Hurwitz

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

2,812,203 (j)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


2,812,203 (j)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

2,812,203

(j)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

8.05%

(b)

(12)

Type Of Reporting Person

IN


(j)

Hurwitz shares voting and dispositive control over the 2,044,750 shares of Common Stock and warrants to purchase 530,992 shares of Common Stock beneficially owned by ABPIII, the 137,323 shares of Common Stock and warrant to purchase 35,661 shares of Common Stock beneficially owned by ABPIIIKG, and the 50,391 shares of Common Stock and warrant to purchase 13,086 shares of Common Stock beneficially owned by AEBPIII.



 



CUSIP No. 867328502

 

Page 11 of 16 Pages




Item 1.

(a)

Name of Issuer: Sunesis Pharmaceuticals, Inc. (“Issuer”)

(b)

Address of Issuer’s Principal Executive Offices:


341 Oyster Point Blvd.

South San Francisco, CA 94080

Item 2.

(a)

Name of Person Filing:


Alta BioPharma Partners III, L.P. (“ABPIII”)

Alta BioPharma Management III, LLC (“ABMIII”)

Alta BioPharma Partners III GmbH & Co. Beteiligungs KG (“ABPIIIKG”)

Alta Embarcadero BioPharma Partners III, LLC (“AEBPIII”)

Jean Deleage (“JD”)

Alix Marduel (“AM”)

Farah Champsi (“FC”)

Edward Penhoet (“EP”)

Edward Hurwitz (“EH”)

(b)

Address of Principal Business Office:


One Embarcadero Center, Suite 3700

San Francisco, CA  94111

(c)

Citizenship/Place of Organization:


 

Entities:

ABPIII

Delaware

  

ABMIII

Delaware

  

ABPIIIKG

Germany

  

AEBPIII

California

    
    
 

Individuals:

JD

United States

  

AM

United States

  

FC

United States

  

EP

United States

  

EH

United States



(d)

Title of Class of Securities:

Common Stock

(e)

CUSIP Number:  867328502



 



CUSIP No. 867328502

 

Page 12 of 16 Pages



Item 3.

Not applicable.


Item 4

Ownership.

Please see Attachment A



  

ABPIII

ABMIII

ABPIIIKG

AEBPIII

 

(a)

Beneficial Ownership

2,575,742

2,748,726

172,984

63,477

 

(b)

Percentage of Class

7.37%

7.87%

0.50%

0.18%

 

(c)

Sole Voting Power

2,575,742

-0-

172,984

63,477

 
 

Shared Voting Power

-0-

2,748,726

-0-

-0-

 
 

Sole Dispositive Power

2,575,742

-0-

172,984

63,477

 
 

Shared Dispositive Power

-0-

2,748,726

-0-

-0-

 
       
  

JD

AM

FC

EP

EH

(a)

Beneficial Ownership

2,812,203

2,812,203

2,812,203

2,812,203

2,812,203

(b)

Percentage of Class

8.05%

8.05%

8.05%

8.05%

8.05%

(c)

Sole Voting Power

-0-

-0-

-0-

-0-

-0-

 

Shared Voting Power

2,812,203

2,812,203

2,812,203

2,812,203

2,812,203

 

Sole Dispositive Power

-0-

-0-

-0-

-0-

-0-

 

Shared Dispositive Power

2,812,203

2,812,203

2,812,203

2,812,203

2,812,203


Item 5.

Ownership of Five Percent or Less of a Class

See Item 4

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.



 



CUSIP No. 867328502

 

Page 13 of 16 Pages




Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

Item 8.

Identification and Classification of Members of the Group

No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act.

Item 9.

Notice of Dissolution of Group

Not applicable.

Item 10.

Certification

Not applicable.

EXHIBITS

A:

Joint Filing Statement



 



CUSIP No. 867328502

 

Page 14 of 16 Pages



SIGNATURE


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.  


Date:

February 8, 2008


Alta BioPharma Partners III, L.P.

Alta BioPharma Management III, LLC

By: Alta BioPharma Management III, LLC



By:        /s/ Alix Marduel                                        

By:        /s/ Alix Marduel              

Alix Marduel, Director

Alix Marduel, Director




Alta Embarcadero BioPharma Partners III, LLC

Alta BioPharma Partners III GmbH & Co.

Beteiligungs KG

By: Alta BioPharma Management III, LLC



By:        /s/ Alix Marduel                           

             /s/ Alix Marduel                            

Alix Marduel, Manager

Alix Marduel, Director



             /s/ Jean Deleage                         

             /s/ Farah Champsi                       

Jean Deleage

Farah Champsi




             /s/ Alix Marduel                            

             /s/ Edward Hurwitz                      

Alix Marduel

Edward Hurwitz




             /s/ Edward Penhoet                     

Edward Penhoet



 



CUSIP No. 867328502

 

Page 15 of 16 Pages



Exhibit A


Agreement of Joint Filing



We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us.

Date:

February 8, 2008

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.  




Alta BioPharma Partners III, L.P.

Alta BioPharma Management III, LLC

By: Alta BioPharma Management III, LLC



By:        /s/ Alix Marduel                                        

By:        /s/ Alix Marduel                 

Alix Marduel, Director

Alix Marduel, Director




Alta Embarcadero BioPharma Partners III, LLC

Alta BioPharma Partners III GmbH & Co.

Beteiligungs KG

By: Alta BioPharma Management III, LLC



By:        /s/ Alix Marduel                                       

             /s/ Alix Marduel                  

Alix Marduel, Manager

Alix Marduel, Director



             /s/ Jean Deleage                                      

             /s/ Farah Champsi              

Jean Deleage

Farah Champsi





             /s/ Alix Marduel                               

             /s/ Edward Hurwitz              

Alix Marduel

Edward Hurwitz



             /s/ Edward Penhoet                        

Edward Penhoet



 



CUSIP No. 867328502

 

Page 16 of 16 Pages




Attachment A


Alta BioPharma Partners III, L.P. beneficially owns 2,044,750 shares of Common Stock and warrants to purchase 530,992 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.


Alta BioPharma Partners III GmbH & Co. Beteiligungs KG beneficially owns 137,323 shares of Common Stock and warrants to purchase 35,661 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.


Alta Embarcadero BioPharma Partners III, LLC beneficially owns 50,391 shares Common Stock and warrants to purchase 13,086 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.


Alta BioPharma Management III, LLC is the general partner of Alta BioPharma Partners III, L.P. and the managing limited partner of Alta BioPharma Partners III GmbH & Co. Beteiligungs KG and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Alta BioPharma Management Partners III, LLC disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.


Mr. Jean Deleage is a director of Alta BioPharma Management III, LLC, and a manager of Alta Embarcadero BioPharma Partners III, LLC. He may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Mr. Deleage disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  


Dr. Alix Marduel is a director of Alta BioPharma Management III, LLC, and a manager of Alta Embarcadero BioPharma Partners III, LLC.  She may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Dr. Marduel disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  


Ms. Farah Champsi is a director of Alta BioPharma Management III, LLC, and a manager of Alta Embarcadero BioPharma Partners III, LLC.  She may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds.  Ms. Champsi disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  


Mr. Edward Hurwitz is a director of Alta BioPharma Management III, LLC, and a manager of Alta Embarcadero BioPharma Partners III, LLC.  He may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Mr. Hurwitz disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.


Mr. Edward Penhoet is a director of Alta BioPharma Management III, LLC, and a manager of Alta Embarcadero BioPharma Partners III, LLC.  He may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Mr. Penhoet disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  



 


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